-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DosOp6Re9/24Y1M8WXz9WhYHUB3AqQKFPXb298sKfx60EoY/R8h1plDD/0FNBdmt XGZJMpj3v0lIXm/vpkkz7A== 0000734072-98-000227.txt : 19981020 0000734072-98-000227.hdr.sgml : 19981020 ACCESSION NUMBER: 0000734072-98-000227 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981019 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-39495 FILM NUMBER: 98727294 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEERING MANAGEMENT CORP /ADV CENTRAL INDEX KEY: 0000734072 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 131961193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177427825 MAIL ADDRESS: STREET 1: 60 STATE STREET, 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 SC 13G 1 SCHEDULE 13G CHARTER ONE FINANCIAL, INC. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Under the Securities and Exchange Act of 1934 (Amendment No. 0 ) CHARTER ONE FINANCIAL, INC. (Name of Issuer) Common (Title of Class of Securities) Date of Event Which Requires Filing of this Statement October 16, 1998 Check the appropriate box to designate the rule pursuant to which this Schedule is filed X Rule 13d-1(b) 160903100 (CUSIP NUMBER) 1) Name of Reporting Pioneering Person Management Corporation IRS Identification No. of Above 13-1961193 2) Check the Appropriate Box (a) of A Member of Group (See Instructions) (b) X 3) SEC Use Only 4) Citizenship of Place of Organization Delaware Number of (5) Sole Voting 6850250 Shares Power Beneficially Owned (6) Shared Voting 0 Power by Each Reporting Person With (7) Sole Dispositive 6850250 Power (8) Shared 0 Dispositive Power 9) Aggregate Amount Beneficially 6850250 Owned by Each Reporting Person 10 Check if the aggregate Amount in Row (9) Exclude Certain Shares (See Instructions) 11 Percent of Class Represented By Amount in Row 9. 5.37% 12) Type of Reporting Person (See Instructions) IA Item 1(a) Name of Issuer. CHARTER ONE FINANCIAL, INC. Item 1(b) Address of Issuer's Principal Executive Office's Mr.Richard Neu Chief Financial Officer CHARTER ONE FINANCIAL, INC. 1215 Superior Avenue Cleveland, OH 44114 Item 2(a) Name of Person Filing. Pioneering Management Corporation Item 2(b) Address of Principal Business Office: 60 State Street, Boston, MA 02109 Item 2(c) Citizenship: State Of Delaware - Pioneering Management Corporation. Item 2(d) Title of Class of Securities. Common Stock Item 2(e) CUSIP Number. 160903100 Item 3 The person filing this statement pursuant to Rule 13-1(b) or 13d-2 is: (d) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership (a) Amount Beneficially Owned 6850250 (b) Percent of Class 5.37% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote 6850250 (ii) shared power to vote or to direct vote 0 (iii) sole power to dispose or to direct disposition of 6850250 (iv) shared power to dispose or to direct disposition 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date Hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check here: Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of the Group. Inapplicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transactions having such purposes or effect. After reasonable inquiry and to the best of my knowledge and believe, I certify that the information set forth in this statement is true, complete and correct. October 19, 1998 Date /s/Robert P. Nault Signature Robert P. Nault Assistant Secretary Type Name and Title -----END PRIVACY-ENHANCED MESSAGE-----